At Weatherstone Capital Management, Inc., maintaining the trust and confidence of our clients is a high priority. An important part of our relationship includes maintaining the confidentiality of our clients’ nonpublic personal information. Below is our policy regarding the collection and protection of your personal information.
Most importantly, we do not sell any of our clients’ personal information to anyone.
We have security processes, which include physical, electronic and procedural safeguards. These are designed to limit access to our clients’ information only to those employees and agents who may need it to adequately perform their job and provide services to the client. These employees and/or agents are required to respect the confidentiality of this information.
We collect information that is necessary to administer your account(s) with us. This information is collected and retained to help serve your financial needs, to provide customer service, and to fulfill legal and regulatory requirements. The information that we collect is as follows:
Identifying information furnished by you on custodial and other account establishment forms. Examples include your name, address, age, Social Security number and beneficiary designations.
Account transaction information obtained from you and the various entities that comprise the assets in your account(s). This includes balances, positions and history that have occurred within your account(s), along with correspondence and phone contacts with us concerning your account and the assets held within your account(s), and our services.
Identifying information and account transaction information may be disclosed to custodians, insurance companies, or other financial service providers, who are non-affiliated parties, for the purpose of establishing, managing and maintaining financial services for your account(s). Examples are Broker/Dealers, Registered Investment Advisors, or Investment Advisory Representatives. These companies and individuals are also required to maintain the confidentiality of this information.
Other than the above exceptions, we do not disclose any nonpublic personal information regarding our current or former clients unless authorized by the client or as permitted by law.
In November of 1999, Congress enacted the Gramm-Leach-Bliley Act (“GLBA”). The GLBA requires certain financial institutions, including broker-dealers and investment advisers to protect the privacy of customer information. To the extent a financial institution discloses customer information to non-affiliated third parties other than as permitted or required by law, customers must be given the opportunity and means to opt out (or prevent) such disclosure. Please note that we do not disclose customer information to non-affiliated third parties except as permitted or required by law (e.g. disclosures to service your account or to respond to subpoenas).
If you have questions, please call Weatherstone Capital Management 800-690-5918 or email: firstname.lastname@example.org